Life Insurance Advice: Demutualization

Q: What is demutualization?

A: Many insurance companies were initially structured as a mutual company. A mutual company is a corporation that has no shareholders. Policyholders are typically allotted certain membership rights including: divdends, the ability to elect the Board of Directors, and the right to receive theremaining value of the company if it is liquidated.

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Mutual life insurance companies have found that their mutual nature limits their financial flexibility. Mutualization makes it difficult for insurance companies to merge and raise funds (they cannot sell stock).

Companies can demutualize in two different ways (laws differ by state):

  • Full Demutualization - The insurance company becomes a traditional stock company. The net worth of the company is usually distributed to policyholders as stock. In many cases, the insurance company issues additional stock in an Initial Public Offering (IPO).
  • Mutual Holding Company (MHC) Conversion - In this confusing conversion, the original insurance company becomes a stock company that is wholly owned by a mutual holding company. Policyholders do not receive stock or other compensation as the surplus net worth is not distributed to the policy holders.

As you can tell, demtualization can be a very complex topic and may have a number of unforseen impacts on you. In particular, the finances around an MHC conversion can be confusing and difficult to evaluate if you should vote for or against the conversion.

You are the only person that can determine if demutualization is right for you. Carefully evaluate your options and determine if your insurance company's demutualization plan is in your best interest. For a more detailed analysis, review the Demutualization FAQ prepared by Glenn Daily.

Related Questions on Choosing a Life Insurance Company:

Life Insurance Tip!

Never cancel an existing life insurance policy until a new policy is in place.

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